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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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