Search Result

581 - 600 of 1336 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges