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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

…

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

…

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

…

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