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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials