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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

CONC 3.4 Risk warning for high-cost short-term credit

As Published: 2014

CONC 3.4 Risk warning for high-cost short-term credit

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices