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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

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SYSC 4.9

As Published: 2015

SYSC 4.9

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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