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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

RCB 6.2 Policy on decision and warning notices

LR 5.3 Requests to cancel or suspend

LR 13.2 Approval of circulars

PERG 9.7 The investment condition: the 'reasonable investor'

EG 9.2 The FCA’s general policy in this area

SUP 8A.2 Introduction and conditions

DTR 1A.2 Modifying rules and consulting the FCA

EG 4.13 Preliminary findings letters and preliminary investigation reports

RCB 3.6 Fees and other matters

EG 6.1 Publicity during FCA investigations

DEPP 2.3 Decision notices and second supervisory notices

COBS 8.1 Client agreements: non-MiFID designated investment business

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 14.8 Financial promotions

DEPP 6.7 Discount for early settlement

LR 5.4 Restoring listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)