Search Result

641 - 660 of 1448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification