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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction