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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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SUP 10C.13 Variation of conditional and time-limited approvals

EG 4.12 Search and seizure powers

PERG 8.14 Other financial promotions

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

DEPP 6A.2 Deciding whether to take action

SUP 4.3 Appointment of actuaries

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DTR 1.3 Information gathering and publication

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 3.14 Products, services and normal hours of operation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

FEES App 1.2 Periodic Fees

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 11.3 The FCA’s choice of powers

DEPP 1.1 Application and Purpose

MAR 10.4 Position reporting

SUP App 2.15 Run-off plans for closed with-profits funds