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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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Similar To

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

LR 20.4 Continuing obligations

LR 9.3 Continuing obligations: holders

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SUP 1A.4 Tools of supervision

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