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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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COLL 8.5 Powers and responsibilities

BIPRU 12.5 Individual Liquidity Adequacy Standards

EG 3.3 Reports by skilled persons (section 166)

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

SUP 16.17 Remuneration reporting [deleted]

PERG 13.5 Exemptions from MiFID

FEES 6.5 Compensation costs

REC 2.12 Availability of relevant information and admission of financial instruments to trading

CASS 8.2 Definition of mandate

SYSC 7.1 Risk control

SUP 12.7 Notification requirements

SUP 17A.2 Connectivity with FCA systems

SUP 1A.3 The FCA's approach to supervision

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy