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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

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CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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LR 1.1 Introduction

SUP 16.13 Reporting under the Payment Services Regulations

APER 3.1 Introduction

MAR 10.5 Other reporting, notifications and information requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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SUP 3.8 Rights and duties of auditors

SUP 15.2 Purpose

EG 9.2 The FCA’s general policy in this area

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration