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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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Effective Period

Similar To

SYSC 4.7

SYSC 2.1 Apportionment of Responsibilities

DEPP 6.2 Deciding whether to take action

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 1.1 Overview

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SUP 8.3 Applying for a waiver

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 4.4 Apportionment of responsibilities

SYSC 4.6

EG 19.35 Data Reporting Services Regulations 2017

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 10C.11 Statements of responsibilities

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 5.1 Settlement decision makers

SYSC 1.4 Application of SYSC 11 to 28

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 2.11 Persons who are exempt for credit-related regulated activities