Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

…

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

…

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.6 Notifications

CASS 7.11 Treatment of client money

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.5 Disciplinary action and events relating to members of the management body

PERG 15.6 Territorial scope

SUP 16.15 Reporting under the Electronic Money Regulations

DTR 4.1 Annual financial report

LR 8.3 Role of a sponsor: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy