Search Result

1221 - 1240 of 1506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses