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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

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COLL 2.1 Authorised fund applications

CASS 7.10 Application and purpose

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PERG 8.37 AIFMD Marketing

EG 4.9 Involvement of FCA supervisors during the investigation phase

APER 4.5 Statement of Principle 5

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 2.5 Investments and activities: general

SUP 3.3 Appointment of auditors

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 13.1 Application and purpose

CREDS 9.2 Reporting

DISP App 3.8 Other appropriate redress at steps 1 and 2

MAR 10.2 Position limit requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 19.6 Regulated Activities Order 2001 (RAO)

LR 9.2 Requirements with continuing application

SUP 9.2 Making a request for individual guidance

ICOBS 4.1 General requirements for insurance intermediaries and insurers