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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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CONC 4.4 Pre-contractual requirements: credit brokers

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.6 Assisting overseas regulators

EG 15.3 Disqualification under section 345

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IPRU-INV 5.1 Application

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 19.4 Open market options

SYSC 6.3 Financial crime

COBS 20.1A The with-profits fund

REC 3.21 Criminal offences and civil prohibitions

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

EG 2.1 Case selection and the use of enforcement powers