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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SYSC 4.9

PERG 8.37 AIFMD Marketing

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PERG 2.5 Investments and activities: general

COLL 2.1 Authorised fund applications

EG 4.9 Involvement of FCA supervisors during the investigation phase

APER 4.5 Statement of Principle 5

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

FEES 13.1 Application and purpose

SUP 3.3 Appointment of auditors

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CREDS 9.2 Reporting

SYSC 19C.3 Remuneration principles

LR 9.2 Requirements with continuing application

SUP 12.1 Application and purpose

SUP 9.2 Making a request for individual guidance