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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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Effective Period

Similar To

PERG 15.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

PERG 13.7 The territorial application of MiFID [deleted]

CONC 2.7 Distance marketing

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SUP 16.15 Reporting under the Electronic Money Regulations

CONC 15.1 Application

MAR 9.2 Authorisation and verification

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 2.2 Introduction

COLL 6.3 Valuation and pricing

MCOB 2A.3 Foreign currency loans

CASS 6.1 Application

EG 7.1 The FCA’s use of sanctions

PERG 2.3 The business element

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy