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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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Effective Period

Similar To

SYSC 4.2 Persons who effectively direct the business

DTR 4.2 Half-yearly financial reports

PERG 16.4 Acting as a depositary of an AIF

SUP 12.2 Introduction

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SUP 15.7 Form and method of notification

COLL 5.1 Introduction

REC 1.1 Application

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 14.4 Income allocation and distribution

SUP 11.4 Requirements on firms

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy