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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SYSC 4.6

As Published: 2015

SYSC 4.6

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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