Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 5.15 Illustrative tables

SYSC 10A.1 Application

SUP 10C.10 Application for approval and withdrawing an application for approval

DTR 6.2 Filing information and use of language

BIPRU 12.2 Adequacy of liquidity resources

LR 14.3 Continuing obligations

COCON 4.2 Specific guidance on senior manager conduct rules

ICOBS 8.2 Motor vehicle liability insurers

PERG 13.6 CRD IV [deleted]

REC 3.4 Members of the management body and internal organisation

PERG 15.7 Transitional provisions [deleted]

REC 3.14A Operation of a trading venue

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 8.1 Application and purpose

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 15.1 Application

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 14.2 Providing product information to clients