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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

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ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

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REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 13.2 Unusual Transactions

CONC 4.4 Pre-contractual requirements: credit brokers

MAR 2.5 The Price Stabilising Rules: overseas provisions

IPRU-INV 5.8 Calculation of own funds and liquid capital

CASS 7.14 Client money held by a third party

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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EG 3.7 Investigations to assist overseas authorities (section 169)

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974