Search Result

201 - 220 of 470 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

COND 1.3 General

As Published: 2013

COND 1.3 General

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations