Search Result

161 - 180 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 4.9

As Published: 2015

SYSC 4.9

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]