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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.9

As Published: 2015

SYSC 4.9

…

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

…

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

…

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

…

MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

…

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

…

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

…

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

…

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

…

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

…

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