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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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