Search Result

601 - 620 of 1285 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles