Search Result

561 - 580 of 1501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading