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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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APER 1.1A Application

CASS 1.5 Application: electronic media and E-Commerce

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

LR 1.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

LR 5.1 Suspending listing

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

RCB 3.6 Fees and other matters

EG 6.1 Publicity during FCA investigations

EG 2.1 Case selection and the use of enforcement powers

COBS 15.3 Exercising a right to cancel

DTR 1C.2 Modifying rules and consulting the FCA

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 3.4 Auditors' qualifications

PERG 15.5 Negative scope/exclusions

MAR 9.4 Supervisory regime