Search Result

301 - 320 of 1498 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions