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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

…

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

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