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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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Effective Period

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MCOB 8.5A Advised sales

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 9.2 The FCA’s general policy in this area

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

CONC App 1.2 Total charge for credit rules for other agreements

REC 6.3 Recognition requirements

SUP 10C.5 FCA governing functions: Executive

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MCOB 4.8A Execution-only sales

GEN 4.4 Business for retail clients from non-UK offices

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]