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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SYSC 4.9

As Published: 2015

SYSC 4.9

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

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COBS 10.6 When a firm need not assess appropriateness

As Published: 2017

COBS 10.6 When a firm need not assess appropriateness

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

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COBS 18.10 Service companies

As Published: 2007

COBS 18.10 Service companies

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COBS 3.4 Retail clients

As Published: 2017

COBS 3.4 Retail clients

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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