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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 9.6 The investment condition (section 236(3) of the Act): general

FEES 4.2 Obligation to pay periodic fees

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MCOB 4.10 Home purchase plans: sales standards

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 13.8 Securities financing transactions

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

CASS 6.7 Treatment of custody assets after a failure

SYSC 2.2 Recording the apportionment

COLL 8.3 Investor relations

REC 2.9 Transaction recording

PERG 13.1 Introduction

CONC 1.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 8.37 AIFMD Marketing

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 4.5 Reports and accounts