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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP 5.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 6.3 Recognition requirements

EG 3.10 Liaison where other authorities have an interest

EG 2.12 Co-operation

SUP 12.5 Contracts: required terms

MAR 5A.8 Reporting requirements

SYSC 1.4 Application of SYSC 11 to 28

PERG 5.4 The business test

MAR 8.3 Requirements for benchmark administrators [deleted]

COND 1.3 General

EG 16.2 Disapplication orders

SUP 10A.9 Significant management functions [deleted]

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration