Search Result

841 - 860 of 1610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping