Search Result

661 - 680 of 1279 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance