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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

IFPRU 1.4 UK CRR permissions

As Published: 2014

IFPRU 1.4 UK CRR permissions

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction