Search Result

41 - 60 of 1679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose