Search Result

41 - 60 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

SYSC 4.6

As Published: 2015

SYSC 4.6

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control