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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SYSC 22.2 Getting, giving and updating references: the main rules

SUP 11.5 Notifications by firms

SUP 5.1 Application and purpose

DISP App 1.1 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 4.8 Scoping discussions

TC 2.1 Assessing and maintaining competence

SUP 4.5 Provisions applicable to all actuaries

REC 2A.4 Power and procedure for RAP penalties and censures

CASS 7.13 Segregation of client money

SUP 9.2 Making a request for individual guidance

SUP 10C.12 Conditional and time-limited approvals

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 19.10 Enterprise Act 2002

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 15.13 Notification by CBTL firms

SYSC 4.1 General requirements

PERG 10.5 Employers and affinity groups (such as trade unions)

REC 4.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information