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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COND 1.3 General

As Published: 2013

COND 1.3 General