Search Result

501 - 520 of 1501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action