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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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Similar To

SUP 15A.1 Application and notifications under EMIR

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.2C Control over a UK RIE

FEES 9.2 PSR fees

REC 6.7 Notification rules for overseas recognised bodies

LR 3.3 Shares

PERG 8.10 Types of financial promotion

SYSC 19C.3 Remuneration principles

PERG 4.6 Advising on regulated mortgage contracts

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

DISP App 3.1 Introduction

EG 20.3 Decision making under the CCA Order