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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

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SYSC 4.8

As Published: 2015

SYSC 4.8

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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