Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 10C.1 Application

MAR 5.3A Systems and controls for algorithmic trading

FEES 2.2 Late Payments and Recovery of Unpaid Fees

MAR 5A.5 Systems and controls for algorithmic trading

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

PERG 2.5 Investments and activities: general

SUP 3.6 Firms' cooperation with their auditors

PERG 8.36 Illustrative tables

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 5.2 Cancelling listing

IFPRU 4.5 Internal ratings based approach: definition of default