Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.2 General

BIPRU 12.6 Simplified ILAS

SUP 15.1 Application

COBS 12.2 Investment research and non-independent research

REC 3.3 Waivers

SUP 3.5 Auditors' independence

SYSC 19B.1 Application

LR 3.3 Shares

SYSC 6.3 Financial crime

PERG 5.1 Application and purpose

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 10.4 Pension scheme service providers other than trustees

MIPRU 3.2 Professional indemnity insurance requirements

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 11.4 Client limit orders

COLL 3.2 The instrument constituting the fund

EG 19.23 Electronic Money Regulations 2011

IFPRU 1.2 Significant IFPRU firm

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts