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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1